-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LCzdNxWx9HP/ZaEBTgRSi3meji9J94N9bAhGkAaNselMpAWapvoQfW3DknexniJ5 DkIpSt8bCOq9Y8Mm4cDXMw== 0000950137-07-006807.txt : 20070504 0000950137-07-006807.hdr.sgml : 20070504 20070504154426 ACCESSION NUMBER: 0000950137-07-006807 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070504 DATE AS OF CHANGE: 20070504 GROUP MEMBERS: BAY INVESTMENT GROUP, L.L.C. GROUP MEMBERS: BBC ALMALGAMATED, L.L.C. GROUP MEMBERS: R.A. INVESTMENT GROUP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VNUS MEDICAL TECHNOLOGIES INC CENTRAL INDEX KEY: 0001040666 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943216535 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80183 FILM NUMBER: 07820265 BUSINESS ADDRESS: STREET 1: 5799 FONTANOSO WAY CITY: SAN JOSE STATE: CA ZIP: 95138-1015 BUSINESS PHONE: 408-360-7200 MAIL ADDRESS: STREET 1: 5799 FONTANOSO WAY CITY: SAN JOSE STATE: CA ZIP: 95138-1015 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RA INVESTMENT GROUP CENTRAL INDEX KEY: 0001121586 IRS NUMBER: 363849804 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 200 WEST MADISON STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3127508400 MAIL ADDRESS: STREET 1: 200 WEST MADISON STREET CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G/A 1 c14922a1sc13gza.txt AMENDMENT TO SCHEDULE 13G OMB APPROVAL -------------------------- OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response....10.4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(B), (C) AND (D) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(B) (Amendment No. 1)* VNUS Medical Technologies, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.001 - -------------------------------------------------------------------------------- (Title of Class of Securities) 928566 10 8 - -------------------------------------------------------------------------------- (CUSIP Number) May 1, 2007 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). PERSONS WHO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. (Continued on following page(s)) Page 1 of 9 Pages CUSIP NO. 928566 10 8 13G Page 2 of 9 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). R.A. Investment Group - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Illinois - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares 0 ----------------------------------------------------- Beneficially 6. Shared Voting Power Owned by 754,731 ----------------------------------------------------- Each 7. Sole Dispositive Power Reporting 0 ----------------------------------------------------- Person With: 8. Shared Dispositive Power 754,731 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 754,731 - -------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 4.9% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 928566 10 8 13G Page 3 of 9 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Bay Investment Group, L.L.C. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares 0 ----------------------------------------------------- Beneficially 6. Shared Voting Power Owned by 754,731 ----------------------------------------------------- Each 7. Sole Dispositive Power Reporting 0 ----------------------------------------------------- Person With: 8. Shared Dispositive Power 754,731 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 754,731 - -------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 4.9% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 928566 10 8 13G Page 4 of 9 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). BCC Amalgamated, L.L.C. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares 0 ----------------------------------------------------- Beneficially 6. Shared Voting Power Owned by 754,731 ----------------------------------------------------- Each 7. Sole Dispositive Power Reporting 0 ----------------------------------------------------- Person With: 8. Shared Dispositive Power 754,731 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 754,731 - -------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 4.9% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP No. 928566 10 8 13G Page 5 of 9 Pages Item 1(a). Name of Issuer: VNUS Medical Technologies, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 5799 Fontanoso Way San Jose, CA 95138-1015 Item 2(a). Name of Person Filing: This Schedule 13G/A is being filed by and on behalf of R.A. Investment Group, Bay Investment Group, L.L.C. and BCC Amalgamated, L.L.C. (collectively, the "Reporting Persons"). R.A. Investment Group owns a majority of the residual membership interests in Bay Investment Group, L.L.C. Bay Investment Group, L.L.C. owns a majority of the membership interests in BCC Amalgamated, L.L.C. As required by Rule 13d-1(k)(1), Exhibit 1 to this Schedule 13G/A contains the Joint Filing Agreement entered into by each of the Reporting Persons. Item 2(b). Address of Principal Business Office or, if none, Residence: The principal business address of each of the Reporting Persons is: 71 South Wacker Drive, Suite 4600, Chicago, IL 60606. Item 2(c). Citizenship: R.A. Investment Group is an Illinois general partnership and Bay Investment Group, L.L.C. and BCC Amalgamated, L.L.C. are Delaware limited liability companies. Item 2(d). Title of Class of Securities: Common Stock, par value $0.001 ("Common Stock") Item 2(e). CUSIP Number: 928566 10 8 Item 3. Not Applicable; the Reporting Person is filing this Schedule 13G/A pursuant to Rule 13d-1(c). Item 4. Ownership (a) Amount Beneficially Owned: As of May 1, 2007, the Reporting Persons collectively beneficially own 754,731 shares of Common Stock of the Issuer. CUSIP No. 928566 10 8 13G Page 6 of 9 Pages (b) Percent of Class: The aggregate percentage of Common Stock of the Issuer collectively beneficially owned by the Reporting Persons (based upon the representation of the Issuer in its Form 10-K for the period ended December 31, 2006 that, as of March 21, 2007, it had 15,175,997 shares of Common Stock outstanding) is 4.9%. (c) Number of shares as to which the person has: (i) sole power to vote or direct the vote: See Item 5 on pages 2 through 4. (ii) shared power to vote or direct the vote: See Item 6 on pages 2 through 4. (iii) sole power to dispose or to direct the disposition of: See Item 7 on pages 2 through 4. (iv) shared power to dispose or to direct the disposition of: See Item 8 on pages 2 through 4. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5% of the class of securities, check the following: [X] Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. CUSIP No. 928566 10 8 13G Page 7 of 9 Pages Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 928566 10 8 13G Page 8 of 9 Pages Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 4, 2007 R.A. INVESTMENT GROUP, an Illinois general partnership By: R.A. Trust #25, a partner By: /s/ Thomas J. Pritzker ------------------------------------- Thomas J. Pritzker, not individually, but solely as co-trustee of the above trust BAY INVESTMENT GROUP, L.L.C., a Delaware limited liability company By: R.A. Investment Group, an Illinois general partnership, a member By: R.A. Trust #25, a partner By: /s/ Thomas J. Pritzker ------------------------------------- Thomas J. Pritzker, not individually, but solely as co-trustee of the above trust BAY AMALGAMATED, L.L.C., a Delaware limited liability company By: Bay Investment Group, L.L.C., , Delaware limited liability company, a member By: R.A. Investment Group, an Illinois general partnership, a member By: R.A. Trust #25, a partner By: /s/ Thomas J. Pritzker ------------------------------------- Thomas J. Pritzker, not individually, but solely as co-trustee of the above trust EX-99.1 2 c14922a1exv99w1.txt JOINT FILING AGREEMENT CUSIP No. 928566 10 8 13G Page 9 of 9 Pages EXHIBIT 1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) of the Securities Exchange Act of 1934, each of the parties to this Joint Filing Agreement (this "Agreement") agrees that the statement on Schedule 13G/A with respect to the Common Stock, par value $0.001 issued by VNUS Medical Technologies, Inc., to which this Agreement is attached as an Exhibit, is filed on behalf of each such party and that any amendments to the attached Schedule 13G will likewise be filed on behalf of each such party. IN WITNESS WHEREOF, the undersigned have caused this Joint Filing Agreement to be executed on May 4, 2007. R.A. INVESTMENT GROUP, an Illinois general partnership By: R.A. Trust #25, a partner By: /s/ Thomas J. Pritzker ------------------------------------- Thomas J. Pritzker, not individually, but solely as co-trustee of the above trust BAY INVESTMENT GROUP, L.L.C., a Delaware limited liability company By: R.A. Investment Group, an Illinois general partnership, a member By: R.A. Trust #25, a partner By: /s/ Thomas J. Pritzker ------------------------------------- Thomas J. Pritzker, not individually, but solely as co-trustee of the above trust BAY AMALGAMATED, L.L.C., a Delaware limited liability company By: Bay Investment Group, L.L.C., , Delaware limited liability company, a member By: R.A. Investment Group, an Illinois general partnership, a member By: R.A. Trust #25, a partner By: /s/ Thomas J. Pritzker ------------------------------------- Thomas J. Pritzker, not individually, but solely as co-trustee of the above trust -----END PRIVACY-ENHANCED MESSAGE-----